Model Portfolio Services for LPL Financial

Building better portfolios leads to stronger client relationships

By leveraging model portfolios, you can focus on what matters for your investors and your practice.

92%

of investors had a positive reaction when their advisor told them there were outsourcing investment management.

Source: Investment Management Outsourcing: Impact on Clients, Northern Trust, 2014

Why Model Portfolios

It’s not easy doing it all. By outsourcing to model portfolios, advisors can offload some or all of their day-to-day asset management responsibility, freeing up time to focus on other aspects of their practice.

Scalability

Create a more efficient portfolio management process

Expertise

Leverage institutional investment management resources

Client connection

Ability to focus more time on client acquisition and retention

Compliance

Better address compliance/regulations

Due Diligence

More stringent manager due diligence

Source: Distribution in a Model-Driven Age, Broadridge Financial Solutions, Inc., 2019

LPL Model Wealth Portfolios

The LPL Research Franklin Templeton Tax Aware and Franklin Templeton Income Portfolios are tactically managed by LPL Research and tailored based on each model’s unique investment goal. Franklin Templeton funds are used for the core allocation and include other fund managers to complete each model portfolio. LPL Research believes that leveraging Franklin Templeton funds for the predominant allocation provides a solid foundation for these portfolios.

LPL Financial Research Model Wealth Portfolios Brochure

Download

Franklin Templeton Tax Aware Portfolios

Franklin Templeton Income Portfolios

FRANKLIN TEMPLETON OUTCOME MODELS

Powered by Franklin Templeton’s best thinking
The Franklin Templeton Outcome Models are paper-based models developed by Franklin Templeton Multi-Asset Solutions (FTMAS). The models are designed for outcomes and changing markets with a wide array of options, including varying investment objectives and risk tolerance levels.

Dynamic

Portfolios dynamically adjusted to respond to changing markets.

Cost Effective

Cost-effective mix of active funds and ETFs.

Tested

Stress-tested under multiple scenarios and across market regimes.

Combined with the flexibility to customize based on advisor discretion
Suggested allocations are provided to the advisor by FTMAS quarterly. The advisor has discretion to modify the fund selection and make the trades.

View the Models

A broad range of model portfolios, including investment options for stability, income, growth & income and growth, to better meet your client's individual needs.

Learn More

View/Order the Brochure

A brochure that summarizes each of the individual portfolios and the benefits of the FTMAS investment management.

Download

Franklin Templeton’s Portfolio Construction Resources

Franklin Templeton’s Portfolio Consulting Services offers several analytical reports and consultative services to help you refine and test your model portfolios. From a matrix review of the funds you use, to deep dive portfolio diagnostics examining portfolio risk through multiple lenses, we can help you with the evaluation and strengthening of your model portfolios for the desired outcomes. Results can include historical and scenario-based stress tests, risk factor decomposition, regime analysis, and holdings analysis on both an ex-post and ex-ante basis.

Comprehensive Analytics

View your portfolios through many lenses in terms of its composition, and its risk and return metrics, including MPT statistics.

Custom Benchmarks

We provide a broad spectrum of blended benchmarks to provide appropriate comparisons for your models.

Stress Testing

See how your portfolio would have fared during past market events AND how it might potentially react in various hypothetical market scenarios.

Learn more about Franklin Templeton's Portfolio Consulting Services.

For Financial Professional Use Only. Not for Distribution to the Public.

Your clients should carefully consider a fund's investment goals, risks, charges and expenses before investing. To obtain a summary prospectus and/or prospectus, which contains this and other information, call us at (800) DIAL BEN/342-5236 or visit franklintempleton.com. Your clients should read the prospectus carefully before they invest or send money.

Franklin Templeton is not undertaking to provide impartial investment advice, or give advice in a fiduciary capacity, with respect to your clients. Only you can determine what to recommend to your client based 01 your client's particular investment needs. Although Franklin Templeton does not receive a fee or other compensation directly from a retirement plan, plan fiduciary, plan participant or beneficiary, IRA or IRA owner in connection with you firm's platforms/portfolios that include Franklin Templeton funds, Franklin Templeton may have a financial interest in these platforms because they may include funds and ETFs for which Franklin Templeton serves as investment advisor, and from which Franklin Templeton or its affiliates will receive fees for investment management, shareholder servicing, and transfer agent services.

What Are The Risks - LPL Financial Research Model Wealth Portfolios
While an asset allocation plan can be a valuable tool to help reduce overall volatility, all investments involve risks, including possible loss of principal. Because these portfolios include funds, which may engage in a variety of investment strategies involving certain ris!1s, the portfolios are subject to those same risks. All investments involve risks, including possible loss of principal. Generally, those offering potential for higher returns are accompanied by a higher degree of risk.

What Are The Risks - Franklin Templeton Outcome Models
While an asset allocation plan can be a valuable tool to help reduce overall volatility, all investments involve risks, including possible loss of principal. These models include funds and exchange traded funds or "ETFs", which engage in a variety of investment strategies involving certain risks. Therefore, the models are subject to those same risks. In addition, investors will bear the fees and expenses of the underlying funds included in the models. Alternatives investing involves special risks, such as potential illiquidity, and may not be suitable for all investors.

The investment allocations within each model may not achieve the stated objectives. Asset allocation and diversification do not ensure a profit or protect against loss. Model allocation strategies are not designed to maximize return or predict the highest-performing fund or group of fu nds within each class in the model.

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