Browse Literature
Document Type
Investment Manager
Product Type
Asset Class
Preliminary capital gain distribution indications based on each fund’s portfolio at a point in time.
Flyer demonstrating how direct indexing may help clients transition from less tax-efficient mutual fund holdings while pursuing greater tax efficiency and customization.
Prospecting letter questioning who is acting as a fiduciary, a financial professional or the plan sponsor. This is an important topic for plan sponsors to be aware of given the level of responsibility involved with being a fiduciary.
A checklist of documents that can provide valuable insights into a plan's goals, needs and history.
Flyer - ACES Worksheet - Education Policy Statement Part A (TAPX015809-W6) - ACES-WSEPA
Forms and Applications - ACES Worksheet - Employee Survey (TAPX015809-W10) - ACES-WSES
Forms and Applications - ACES Worksheet - Finals Presentation Checklist (TAPX015809-W9) - ACES-WSFPC
An evaluation used to help plan sponsors rate the services of their current financial professional.
Sales Tools - ACES Worksheet - Financial Professional Evaluation Questionnaire/Survey (TAPX015809-W4) - ACES-FL4
A worksheet summarizing all of the services a Financial Professional could offer a 401(k) plan. Allows the Financial Professional to indicate whether he/she wishes to deliver each service once a year, twice a year, quarterly, or just on an as needed" basis."
