Skip to content
Skip to content
Header menu toggle
search
Sign In
Investments
Products
Mutual Funds
Exchange Traded Funds
Separately Managed Accounts
529 Portfolios
Interval Funds
Tender Offer Funds
Closed End Funds
Money Market Funds
Asset Class
Equity
Fixed Income
Multi-Asset
Digital Assets
Private Markets
Additional Capabilities
Additional Capabilities
Managed Options
Municipal Investing
Investing in ETFs
Customized SMAs
Retirement
Resources
Resources
Morningstar 4- and 5-Star Funds
Sales Charges & Breakpoints
Managers
Public Markets
ClearBridge Investments
Franklin Equity
Franklin Income Investors
Franklin Templeton Fixed Income
Franklin Templeton Investment Solutions
Putnam Investments
Royce Investment Partners
Templeton Global Investments
Western Asset
Alternatives
Benefit Street Partners
Clarion Partners
Franklin Templeton Digital Assets
Franklin Venture Partners
Lexington Partners
Insights
Latest Insights
Latest Insights
Anatomy of a Recession
Anatomy of a Recession
Market Volatility Center
Market Volatility Center
Podcasts
Podcasts
Franklin Templeton Institute
Franklin Templeton Institute
Research Findings
Research Findings
Technology and Innovation
Technology and Innovation
Global Investment Outlook 2026
Global Investment Outlook 2026
Planning & Learning
Planning For
Planning For
Education
Charitable Giving
Learn About Investing
Learn About Investing
Investing Basics
Types of Funds
Investor Behavior
Tools & Resources
Tools
Tools
Fund Comparison
Educational Calculators
Franklin Templeton US Shareholder Mobile App
Municipal Bond Ladder Tool
Browse Literature
Browse Literature
Fund Fact Sheets
Forms & Applications
Forms & Applications
How to Invest
How to Invest
Account Services Support
Account Services Support
Tax Center
Tax Center
Fund-Specific Tax Information
Tax Forms for Accounts Held Directly with Franklin Templeton and Putnam Investments
Proxy Voting
Proxy Voting
My Cart
About Us
Contact Us
Header menu toggle
Sign In
Home Page
Tools & Resources
Literature
FINRA Letter
Publication Date: December 2025
FINRA Letter
FINRA Letter
Download PDF
Literature Code:
FINRA-FLHY-QCPLT
Format
PDF
Download PDF
Add To Cart
Mailed hardcopies unavailable.
